ALFA Filings
Every announcement, straight from the exchange
Every IIFL Capital Services legal & regulatory announcement on NSE and BSE, newest first, each with its own page.
Time
11 announcements
IIFL Capital Services received a Rs. 2 Lakh monetary penalty from SEBI regarding non-compliance in its Online Bond Platform Provider (OBPP) activities.
MCX has levied an aggregate monetary penalty of ₹28.10 Lakh on the Company for alleged abnormal/non-genuine client trades, which will be recovered from those clients.
IIFL Capital Services Limited received a ₹0.51 Crore monetary penalty from BSE Limited. The penalty relates to alleged abnormal or non-genuine reversal trades by clients.
IIFL Capital Services received a penalty of ₹0.02 Crore from MCX regarding alleged non-genuine client trades. The company expects no material impact on its operations.
IIFL Capital Services received a monetary penalty of ₹2,24,100 from NSE following a limited purpose inspection. The company is taking corrective measures to strengthen internal controls.
IIFL Capital Services disclosed a ₹0.032 Crore penalty imposed by MCX on certain Authorised Persons. The company stated this has no material impact on operations.
The RBI imposed a ₹0.02 Crore compounding penalty on IIFL Capital Services for FEMA contraventions. The fine relates to disinvestment repatriation and delayed reporting.
IIFL Capital Services received an RBI compounding order of ₹0.02 Crore. This follows FEMA contraventions regarding foreign investment repatriation and report submissions.
IIFL Capital Services received a ₹68.07 Crore tax demand under the Income Tax Act. The company plans to appeal the order under applicable laws.
IIFL Capital Services subsidiaries received income tax demand orders totaling ₹56.28 Crore for the block period 2018-2025. The demands involve IIFL Facilities Services (₹6.82 Crore) and IIFL Management Services (₹49.46 Crore). The companies intend to appeal the orders, asserting they have fulfilled all tax liabilities and expect no material financial impact.
IIFL Capital Services Limited received a ₹0.08 Crore penalty from the National Stock Exchange for client code modifications. The company noted no material financial or operational impact and is filing a waiver application as no modification was ultimately carried out.